Category Archives: Securities And Investment Law

This article on “Pre-Packaged Insolvency Resolution Process: Informal Route to Resolution” authored by Eshanee Bhattacharya explains the Pre-Packaged Insolvency Resolution Procedure in tandem with UNCITRAL and  Insolvency and Bankruptcy Code, 2016 with the latest amendments in the law. Background of the Code Formal insolvency processes, such as the Code’s Corporate Insolvency Resolution Procedure (“CIRP”), can take a long……...

This article on ‘Frauds in the Banking Sector: Causes, Concerns and Cures’ by Stefy Maria Sebastian, a fourth year student from St. Joseph’s College of Law, Bengaluru focuses on the concept of bank fraud and the impact of bank fraud in India along with some case studies of notable scams in India. “A billion here, a billion there,……...

Securities Appellate Tribunal (SAT): Appeals and Limitation | Overview Introduction – Appeal to Securities Appellate Tribunal Order Orders Under SEBI (Employee Service) Regulations Person Aggrieved Consent Mechanism Limitation Period Opportunity of Hearing Service of Orders Expeditious Disposal The orders that were passed by the whole time board of SEBI were also appealed before Securities Appellate Tribunal by virtue……...

Laws relating to NBFCs in India | Overview Prudential Norms relating to NBFCs There are various compliances that are required to be made under the Directions are Anti-Money Laundering Standards Know Your Customer Guidelines Fair Practices Code Reporting of Frauds Application of Legislation All non-banking financial companies – NBFCs are those companies that got their registration done under……...

The evolution of the doctrine of identification can be traced from the English Law. The developments in this doctrine have proved beneficial for implying as well as prosecuting all the criminal conducts of managers, officers and directors of the companies. The personality of the owners, directors or promoters of the company is totally different from that of the……...