Category Archives: Securities And Investment Law

Issue of Prospectus by the Company | Overview Application Forms Public Offer and Private Placement Documents Containing Offer for Securities of Sale, Deemed Prospectus Shelf Prospectus Information Memorandum Red Herring Prospectus Draft Red Herring Prospectus Placement Without Prospectus  Whenever a public company is willing to invite the applications for its debentures or shares, it is a mandate for……...

Securities Contract Regulation Act: Salient Features | Overview Meaning of Securities Major Provisions Recognition of Stock Exchange Salient Features of the Act This article discusses the securities contract regulation Act: salient features. The Parliament introduced another legislation for the regulation of the affairs in relation to the securities market of India. This legislation is known as the Securities……...

Study of Penalties And Procedures For Adjudication | Overview Introduction  to Adjudication Penalty for Failure to Furnish Information, Return Etc Penalty for Failure to  Redress Investor’s Grievances Penalty for Insider Trading Penalty for Contravention Where No Separate Penalty Has Been Provided Power to Adjudicate Introduction  to Adjudication This article discusses the penalties and procedures for adjudication. The provisions……...

Dividends- Meaning and Its Types | Overview Basics of a Dividend Dividend Paying Companies Types of Dividend Impact of Dividends on Share Price This article discusses the meaning and types of dividends. A reward that is distributed from the amount accumulated by virtue of the earnings of the company is termed as the dividend. This reward is distributed……...

Foreign Exchange Management Act | Overview Objectives of FEMA Applicability of FEMA Act Major Provisions in Foreign Exchange Management Act, 1999 Difference Between FEMA and FERA Functions of RBI Under FEMA This article discusses the Foreign Exchange Management Act. When the natives of two different country trade with each other, the transaction involves the exchange of currency between……...

This article discusses the concept of share capital. There are a lot of companies that get themselves registered only when they have an appropriate quantity of share capital although it is not a necessary condition to have a certain amount of share capital for getting any company incorporated. If any company wants to prescribe a certain amount of……...

Foreign Direct Investment in NBFC Sector | Overview Changes Done by Budget 2017-18 Law Regulating Foreign Investment Made in NBFC NBFC and Foreign Loans Modes of Foreign Investment Maturity Period and Interest Procedure of Taking Foreign Loans Conversion of Loans Into Equity Consequences of Violation of ECB Regulations  This article discusses foreign direct investment in non-banking financial companies….…...

Regulation of Contracts and Options in Securities | Overview Contracts in Notified Areas Illegal in Certain Circumstances Additional Trading Floor Contracts in Notified Areas Held to Be Void in Some Circumstances Members May Not Act as Principals in Certain Circumstances Powers of Central Government OT Prohibit Contracts in Certain Cases Licensing of Dealers in Securities in  Certain Cases……...