Securities and Investment Laws

By | July 18, 2018
Securities and Investment Laws

Securities are investment products representing small fractional interests or rights over a business enterprise or a pool of assets. Transactions in securities are regulated by three major legislations in India viz. Securities Contract (Regulation) Act, 1956, Securities and Exchange Board of India Act, 1992 and Companies Act, 2013.

Unit: 1. Investment in Corporate Securities

Unit: 2. Securities Contract (Regulation) Act, 1956

Unit: 3. Securities and Exchange Board of India Act, 1992

Unit: 4. Depositories and Other Securities

Unit: 5. Non-Banking Financial Institutions (NBFIs) and Foreign Exchange Management

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