Securities and Investment Laws

By | July 18, 2018

Securities are investment products representing small fractional interests or rights over a business enterprise or a pool of assets. Transactions in securities are regulated by three major legislations in India viz. Securities Contract (Regulation) Act, 1956, Securities and Exchange Board of India Act, 1992 and Companies Act, 2013.

Unit: 1. Investment in Corporate Securities

  • Concept of Securities and Investment
  • Issue of Prospectus by Corporation/ Company
  • Concept of Share Capital
  • Shares- Definition & Types
  • Meaning of Debentures
  • Charges
  • Dividends- Meaning & Its Types

Unit: 2. Securities Contract (Regulation) Act, 1956

Unit: 3. Securities and Exchange Board of India Act, 1992

Unit: 4. Depositories and Other Securities

Unit: 5. Non-Banking Financial Institutions (NBFIs) and Foreign Exchange Management

  • Law relating to Non-Banking Financial Companies
  • Law relating to Residuary Non-Banking Companies
  • Law relating to Miscellaneous Non- Banking Companies (Reserve Bank) Directions, 1977
  • Prescribed Returns Concept of Foreign Exchange regulation
  • Foreign Direct Investment in NBFCs Sector

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